A global provider invested in your success
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Recognised and reputable
We believe in and firmly support regulatory oversight. We undergo regular audits and communicate certain service changes to our clients. Furthermore, our parent company, StoneX Group, is NASDAQ-listed and subject to the highest standards of corporate governance, financial reporting and disclosure.
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1
Canada
Canadian Investment Regulatory Organization (CIRO)
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2
Cyprus
Cyprus Securities & Exchange Commission (CySEC)
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3
USA
The National Futures Association (NFA)
Commodities Futures Trading Commission (CFTC) -
4
Cayman Islands
Cayman Islands Monetary Authority (CIMA)
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5
UK
Financial Conduct Authority (FCA)
Capital Markets Authority (CMA) -
6
Japan
The Financial Services Agency (FSA)
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7
Singapore
The Monetary Authority of Singapore (MAS)
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8
Australia
The Australian Securities and Investments Commission (ASIC)
Our risk management philosophy
We frequently review procedures across various areas of our business to help ensure the protection of our customers' assets and that their best interests are served.
Also, we maintain capital levels well in excess of those required by the regulator to help ensure we are well-capitalised in times of economic uncertainty. In addition, we have an established global liquidity plan that provides access to significant resources from the StoneX group of companies as well as an external revolving credit facility
- Business Continuity and Disaster Recovery
- Risk Management
- Supervision of Electronic Trading Systems (i.e. trading platforms)
- Information Security
- Anti-Money Laundering
- Customer Complaint