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A fully regulated provider

Know that you’re in safe hands. We adhere to the strictest standards and are regulated in multiple jurisdictions worldwide including the US, UK and Japan.

Recognised and reputable

We believe in and firmly support regulatory oversight. We undergo regular audits and communicate certain service changes to our clients. Furthermore, our parent company, StoneX Group, is NASDAQ-listed and subject to the highest standards of corporate governance, financial reporting and disclosure.

Gray world map showing continents and countries on a white background

Canada

Canadian Investment Regulatory Organization (CIRO)

Cyprus

Cyprus Securities & Exchange Commission (CySEC)

USA

The National Futures Association (NFA)
Commodities Futures Trading Commission (CFTC)

Cayman Islands

Cayman Islands Monetary Authority (CIMA)

UK

Financial Conduct Authority (FCA)

Japan

The Financial Services Agency (FSA)

Singapore

The Monetary Authority of Singapore (MAS)

Australia

The Australian Securities and Investments Commission (ASIC)

Our risk management philosophy

We frequently review procedures across various areas of our business to help ensure the protection of our customers' assets and that their best interests are served.

Also, we maintain capital levels well in excess of those required by the regulator to help ensure we are well-capitalised in times of economic uncertainty. In addition, we have an established global liquidity plan that provides access to significant resources from the StoneX group of companies as well as an external revolving credit facility.

Business Continuity and Disaster Recovery
Risk Management
Supervision of Electronic Trading Systems (i.e. trading platforms)
Information Security
Anti-Money Laundering
Customer Complaint